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PME 510 Defence Administration and Capability Development
Lesson 2 of 10PME 510

Capability: What It Is and What Makes It Up

Lesson Overview

Lesson 01 established that capability, what a force can actually do, is what the whole work of capability development aims to build. This lesson opens it up: capability is not one thing but several components that must come together to produce a real ability to do a task.

An officer who thinks capability is just equipment, or just soldiers, will build it badly. A force can hold abundant equipment or many soldiers and still have no capability if the other components are missing. The components are people, training, equipment, organisation, and sustainment, with a few others. Each is necessary; none is sufficient alone; the absence of one can negate the rest. For a small state, which cannot afford to pour its limited means into one component while starving another, balance is everything.

Read this lesson as the anatomy of capability. By the end you will be able to explain why capability is produced by several components working together and how the absence of one can negate the others; describe the main components and what each contributes; explain why capability is balanced or it is nothing; explain why this matters most for a small state; and analyse a capability in terms of its components so as to build it soundly.

Key Terms

  • The components of capability: the several elements that must combine to produce a real ability to do a task: people, training, equipment, organisation, sustainment, and others. Capability emerges only when all are present and combined.
  • People: the soldiers and leaders who actually perform the task; the first and most important component, for which nothing else substitutes.
  • Training: the developed skill and readiness of the people. Without it, even numerous people cannot exercise a capability.
  • Equipment: the material means a task requires, such as tools, vehicles, and kit; a component of capability, not the whole of it.
  • Organisation: the structure that combines the people, training, and equipment and employs them. Without it the components stay separate.
  • Sustainment: the logistics, supply, maintenance, and support that keep a capability functioning over time.
  • Balanced capability: a capability whose necessary components are all present in proportion, so they combine into real ability; the opposite of the unbalanced capability, where abundance in one component is negated by deficiency in another.

Capability is produced by components working together

Capability is not a single thing. It is the product of several components, and a real ability to do a task emerges only when all the necessary ones are present and combined.

Consider what it actually takes for a force to do a task: to conduct a search, respond to a flood, or defend against a threat. It takes people. It takes those people trained to do it. It takes the equipment the task requires, an organisation to combine and employ them, and the sustainment to keep them going. No one of these is the capability. The capability is the ability to do the task, and it appears only when they come together.

Each component is necessary and none is sufficient on its own. People without training cannot do the task. Trained people without the equipment the task needs cannot apply that training. People and equipment without an organisation to employ them never combine into a force that can act. And all of that, without sustainment, may function for a moment but cannot be kept going.

The practical consequence is sharp: the absence of one necessary component can negate the others. Abundant equipment with untrained people is no capability. Trained people lacking their equipment are no capability. A missing component is not a single weakness in an otherwise strong capability; it breaks the combination on which the whole depends. So building capability means assembling all the components, not acquiring one and neglecting the rest.

The main components of capability

Here are the main components an officer must bring together. Hold them as a checklist of what any capability requires.

People come first, because capability is exercised by people: the soldiers and leaders who do the task. Nothing substitutes for them, and a capability without the people to exercise it is no capability however well equipped. The small force especially depends on this component; as the command course argued, the quality of its people is its chief strength.

Training is the developed skill and readiness of those people. The ability to do a task does not exist in people simply because they exist; it lives in their trained skill. Untrained people, however numerous, are not a capability.

Equipment is the material means the task requires: the tools, vehicles, and kit the people use. Most tasks need it, and people and training cannot be applied without it. But equipment is a component, not the whole. The lesson particularly warns against equating equipment with capability, because equipment without the people, training, organisation, and sustainment to employ it does nothing.

Organisation is the structure that combines people, training, and equipment and employs them. The components do not combine themselves. Without an organisation to arrange them into a force that can act, they stay separate.

Sustainment is the logistics, supply, maintenance, and support that keep a capability functioning over time. Tasks take time, and a capability must be kept going. Without sustainment it exists for a moment but cannot endure.

These five are the main components. Various frameworks add others, such as leadership, doctrine, information, and facilities, but the principle holds: capability requires several components working together. Of any capability you would build, ask whether all the necessary components are present and combined, because the absence of any one negates the rest.

   THE COMPONENTS OF CAPABILITY (all required; combine into ability)

   PEOPLE -------- the soldiers & leaders who DO the task (first &
                   most important; no substitute)
   TRAINING ------ the developed SKILL & readiness to do it
   EQUIPMENT ----- the material MEANS the task requires (a component,
                   NOT the whole -- equipment is not capability)
   ORGANISATION -- the STRUCTURE that combines & employs them
   SUSTAINMENT --- the logistics/supply/maintenance that keep it
                   going OVER TIME
   (+ leadership, doctrine, information, facilities ...)

   CAPABILITY = the ABILITY to do the task, emerging ONLY when all
   the necessary components are PRESENT and COMBINED.
   The ABSENCE of any one can NEGATE the others.
   (abundant equipment + untrained people = NO capability)

Capability is balanced or it is nothing

The most important lesson from the components is this: capability must be present in all its necessary components in proportion, or it is nothing.

A balanced capability has enough people, trained to the standard, with the equipment the task requires, organised to employ them and sustained to keep them going. All the components are present and combined, so the ability is real. An unbalanced capability has some components present, even abundantly, while others are missing or deficient: abundant equipment but untrained people, or trained people but no equipment, or everything but no sustainment.

The danger is that an unbalanced capability is not a strong capability with one weakness. It is no real capability at all. Magnificent equipment cannot do the task if the people are untrained, so the equipment is wasted. Superb training cannot do the task without the equipment it needs. Everything fails without the sustainment to keep it going. In each case the abundant components are negated by the missing one, and the resources poured into them are largely lost.

The temptation is always to chase the visible, glamorous, easily-acquired components, above all equipment, while neglecting the less visible ones: training, organisation, sustainment. That produces exactly the unbalanced capability that does not work. The discipline is to resist it and build in proportion. An officer must ask not whether they have acquired some impressive component but whether they have all the necessary ones in balance, because only the balanced combination produces real ability.

Why balance matters especially for a small state

Balance matters most where means are scarce. The small state can least afford the waste of an unbalanced capability, so it must be the most careful to build balanced.

For a wealthy power, an unbalanced capability is wasteful but absorbable: it has the means to hold the abundant components and, in time, to supply the missing ones, so the imbalance can be corrected. For a small state it is ruinous. The resources poured into the abundant components are a large part of its limited means, and if a missing component negates them, the state has spent much of what it had on a capability that does not work. A small state that bought impressive equipment but lacked the trained people, organisation, or sustainment to employ it would have wasted means it can ill afford.

So the small state must spend its means in proportion across all the necessary components, so they combine into real ability rather than being lost to imbalance. This is one of the central disciplines of a small state's capability development, and it follows directly from the components: because capability requires all of them in balance, and because the state cannot afford waste, it must build balanced.

This connects to the lessons ahead. The small state must choose carefully what capabilities to build, because it cannot build all (Lesson 03), and must build the chosen ones balanced and affordable (Lessons 04 and 05). An officer who holds this builds real capability within the state's means; one who does not may waste those means on a capability that looks impressive in its abundant component but produces nothing, the failure a small state can least afford.

In Practice: The Balanced and the Unbalanced Capability

Picture two small states, or one state in two periods, each building a capability with limited means: one balanced, one not. The difference shows when the capability is needed.

The first builds in balance. Its officers recruit and retain the people, train them to the standard, acquire the equipment the task needs but no more than they can employ and sustain, organise the people and equipment, and provide the sustainment to keep it all going. They resist the pull toward the impressive and visible. When the need comes, the force can do the task: trained people with the equipment they can use, organised and sustained. Limited means have yielded real capability because they were spent in balance.

The second does not. Tempted by the visible, its officers spend much of their means on fine equipment while neglecting the training to use it, the organisation to employ it, and the sustainment to keep it going. When the need comes, the force fails despite its impressive kit, because the missing components negate it. A large part of the state's limited means has gone on a capability that does not work, and the force fails the nation in its need.

The contrast is the whole lesson. Capability is all its components in balance; abundance in some cannot make up for the absence of one. For a small state that cannot afford the waste, balance is the central discipline of capability development.

Check Your Understanding

  1. Explain why capability is the product of several components working together rather than a single thing, and why the absence of any necessary component can negate the others. Why is a force with abundant equipment but untrained people not a strong capability with a weakness, but no real capability at all?
  2. Describe the main components of capability, people, training, equipment, organisation, and sustainment, and what each contributes. Why are people the first and most important component, and why is the error of equating equipment with capability one to particularly avoid?
  3. Explain why capability is balanced or it is nothing, and the danger of an unbalanced capability where some components are abundant and others missing. Why does building capability mean attending to all the components in proportion rather than lavishing resources on the visible ones, and why does balance matter especially for a small state?

Reflection (write a short paragraph): This lesson warns of a strong pull toward the visible, glamorous, easily-acquired components, especially equipment, while the less visible but equally necessary ones, training, organisation, sustainment, are neglected. The same pull appears throughout life: investing in what shows rather than in what works, acquiring the impressive tool while neglecting the skill to use it. Be honest about whether you feel it. Then consider why it is especially ruinous for someone with limited means, who cannot afford to waste resources where an impressive part is negated by a missing one. Describe one way you could begin valuing the unglamorous, necessary components as much as the visible ones, so that one day, building something with limited means, you would build it balanced and real rather than impressive and ineffective.

Summary

  • Capability is not a single thing but the product of several components working together: people, their training, equipment, an organisation to employ them, the sustainment to keep them going, and more. Real ability emerges only when all the necessary ones are present and combined, so the absence of any one can negate the others.
  • The main components are people (first and most important, with no substitute, and the chief strength of a small force), training (the skill without which people cannot act), equipment (the material means, a component but not the whole), organisation (the structure that combines and employs them), and sustainment (what keeps a capability going over time). Others include leadership, doctrine, information, and facilities. Hold them as a checklist.
  • Capability is balanced or it is nothing. An unbalanced capability, abundant in some components and missing others, is no capability at all, and the resources poured into the abundant ones are wasted. The temptation is to chase the visible components, especially equipment; the discipline is to build in proportion.
  • Balance matters most for a small state, whose limited means make the waste of imbalance ruinous where a wealthy power could absorb and correct it. The state must spend in proportion across all the necessary components.
  • This understanding underlies the rest of the course: it leads to choosing carefully what capabilities to build (Lesson 03) and building them balanced and affordable (Lessons 04 and 05), and it deepens the focus-on-capability foundation of Lesson 01.

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Lesson 2 · Knowledge Check

Question 1 of 3

What is capability the product of?